Arbitration & mediation
How to prepare arbitration submissions that persuasively integrate legal argument factual narrative and expert analysis for maximum impact
This evergreen guide outlines a disciplined approach to building arbitration submissions that interweave rigorous legal reasoning, a clear factual story, and precise expert insights to persuade tribunals effectively.
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Published by Steven Wright
August 09, 2025 - 3 min Read
Arbitration demands a precise structure that can be followed from the first page to the last. Begin with a concise statement of issues, then outline the factual map, and finally present legal arguments in a logical sequence. Each section should flow into the next, creating a compelling narrative rather than a mere collection of assertions. Clarity matters: use plain language where possible, define technical terms, and keep citations relevant and accessible to the tribunal. The reader should not have to guess the intended outcome or the basis for conclusions. A well-ordered submission reduces room for ambiguity and increases persuasion.
Supporting materials should reinforce the narrative rather than overwhelm it. Attach documents that directly illustrate the core facts, such as contracts, correspondence, and diary entries, and annotate them to highlight causation and impact. Expert materials must be integrated with the legal theory, not appended as an afterthought. Experts should explain methodology, assumptions, and limitations in plain terms, linking every conclusion to the evidence and to governing law. The aim is to create a cohesive story where each piece of evidence serves a clear purpose and aligns with the tribunal’s expectations.
Build a cohesive narrative where evidence and authority converge
A persuasive submission balances narrative and analysis. Start with a factual scaffold that tells the client’s story from inception to the present dispute, emphasizing credibility and relevance. Then introduce the applicable legal framework, noting controlling authorities and distinguishing factors. After that, explain why the facts fit the legal standard and how the law supports the relief sought. When presenting complex issues, break them into discreet questions and answer each one in turn, maintaining thread and momentum. Finally, summarize the remedy sought and the factual and legal justifications in a concise, memorable closing paragraph. This structure helps the tribunal grasp the argument quickly.
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The drafting style should reflect the tribunal’s preferences while preserving independence of judgment. Where possible, adapt to procedural norms of the forum, such as page limits or briefing formats, without sacrificing substance. Use headings that reveal the flow of logic and subheadings that mark transitions between facts, issues, and authorities. Maintain consistent terminology, chronology, and citation practices throughout. A disciplined approach minimizes confusion and demonstrates professional rigor. The writing should invite scrutiny, encouraging the tribunal to engage with the reasoning rather than merely scanning for favorable conclusions.
Integrate authorities with the core facts and narrative clearly
The factual narrative is the backbone of any arbitration submission. It should be honnibly factual, devoid of melodrama, yet vividly convey the sequence of events and key moments that shaped the dispute. Include dates, places, and identifiable actors, but focus on causation and consequences rather than emotion. A strong narrative shows why a party’s interpretation of rights or obligations is correct by illustrating how the conduct and outcomes align with contractual terms, regulatory standards, or governing statutes. When the narrative and the law are clearly aligned, tribunals are more inclined to accept the argument as credible and grounded in reality.
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Expert analysis acts as a bridge between law and fact. Experts translate complex phenomena into accessible insights that support the legal theory. Ensure expert reports are tailored to the issues in dispute, with explicit methods, results, and uncertainty ranges spelled out. Cross-check expert conclusions against the facts and against controlling authorities. Where multiple experts are used, harmonize their conclusions or explain politely where they diverge, providing rational justifications. Properly integrated expert analysis strengthens credibility by showing a disciplined, evidence-based approach rather than speculative reasoning.
Clarify relief sought with supported, reachable outcomes
Authorities should be cited strategically to support each key factual finding and legal proposition. Avoid over-citation; select cases, statutes, and doctrines that directly address the central issues and that the tribunal is likely to consider persuasive. Explain why a particular authority controls the outcome in the given context, including similarities and distinctions from your case. When a point is nuanced, present multiple authorities that converge on the same conclusion. This approach helps the tribunal see that the argument rests on established law, not just opinion, and reduces the risk of contrary interpretations.
Structure the legal argument as a chain of reasoning, not a collection of excerpts. Each paragraph should advance a single proposition and begin with a precise claim, followed by authorities and facts that support it. Use short, explicit sentences and avoid circular logic. If a counterargument exists, acknowledge it briefly and explain why it is less persuasive based on the record and authorities. Conclude each section with a clear outcome—e.g., that a particular relief is warranted—so the tribunal can follow the logic to a decisive conclusion. This disciplined approach enhances persuasive force.
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Refine the final draft through review, redlines, and rehearsals
The relief section translates analysis into practical remedies. Describe the precise form of relief, the conditions for grant, and any time limits or procedural requirements. Justify each element by tying it to the affected rights, obligations, or losses established in the narrative. If damages are claimed, differentiate between types (e.g., compensatory, consequential) and provide a baseline calculation, supported by the record. Include a plan for implementation or remedial steps, demonstrating that the requested remedy is feasible. A transparent, concrete remedy section helps the tribunal visualize resolution and reduce second-guessing.
Consider potential post-award consequences and how they inform the request. Address enforcement considerations, cost allocations, and any interim measures necessary to protect interests during the arbitration or after a decision. The tribunal will value clarity about enforceability and efficiency. If applicable, outline a phased remedy or performance milestones, showing the tribunal that the remedy is practicable and monitorable. Clear foresight minimizes disputes about execution and reinforces the credibility of the submission as a whole.
A rigorous review process enhances persuasiveness. Read the draft aloud to catch awkward phrasing, gaps in logic, or unclear transitions. Check for consistency in naming, dates, and legal standards. Peer review from a colleague or mentor can illuminate subtle weaknesses or ambiguities that you may have missed. Incorporate feedback with careful revisions rather than wholesale rewrites that undermine the original structure. The goal is a submission that reads smoothly, maintains momentum, and withstands scrutiny from a critical reader who understands both law and the facts.
Practice presenting the submission in closing arguments or hearings. A well-prepared advocate can deliver the narrative with confidence, citing authorities and evidentiary support at the moment of need. Time management matters; know where to emphasize core points without rushing. Anticipate questions with concise, evidence-based replies and be ready to refer back to the record quickly. A coherent oral delivery complements the written submission, reinforcing consistency between what was argued and what is ultimately decided by the tribunal. Such preparation increases chances of a favorable, durable outcome.
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